Intapp Compliance
Intapp Compliance
Intapp Compliance connects the decisions and controls that help professional firms accept new business and manage risk throughout the client lifecycle. It brings together client and matter intake, conflicts clearance, client obligations, information barriers and employee compliance.
With Intapp Celeste embedded in key workflows, teams can reduce repetitive work, bring relevant information into view and focus on the decisions that require professional judgement. Connected firm systems and external data sources provide context for more informed reviews.
Built for legal, accounting, consulting and financial services firms, the suite can support different policies, risk profiles and operating models. Talk to ROOX about the right combination of solutions, workflows and integrations for your organisation.
Make informed acceptance decisions. Manage obligations. Protect confidential information.
How Intapp Compliance supports your firm
Intapp Intake structures client and matter onboarding around your firm’s policies. Dynamic forms and approval paths help teams gather the right information and route requests according to risk, jurisdiction or service line.
Celeste can help extract information from emails and documents and prepare summaries for reviewers. For KYC and anti-money-laundering processes, configurable questionnaires, risk scoring and connected data providers support due diligence, ownership checks and sanctions screening.
Keep the evidence, approvals and follow-up actions connected. With the relevant integrations configured, changes in client or external risk information can trigger further review after onboarding.
Intapp Conflicts helps teams investigate potential conflicts across clients, matters, engagements and business relationships. It connects relevant records so reviewers can assess the relationships behind a search result.
Celeste helps prepare searches, prioritise potentially significant results and draft analysis summaries for expert review. Searches can also be initiated from Intapp Intake or DealCloud, reducing repeated data entry.
Document the review, escalation and resolution in an auditable history. Your authorised reviewers retain responsibility for the clearance decision, supported by the information and controls configured for your firm.
Intapp Terms makes client obligations and outside counsel guidelines easier to find and act on. Celeste supports extraction and categorisation, while review workflows, tasks and alerts help teams put agreed requirements into practice.
Intapp Walls manages ethical walls and need-to-know access across connected systems. Its supported AI integrations extend confidentiality policies to tools such as Microsoft Copilot, Harvey and Celeste, with policy activity and acknowledgements available for oversight.
Intapp Employee Compliance supports disclosures, attestations and reviews of personal trading, gifts and outside business interests. Together, these solutions help connect client risk, confidentiality and professional conduct. Coverage depends on the solutions, integrations and policies adopted by your firm.